Secure, compliant and resilient IT for financial firms.
Clients trust you with their financial futures. XaaS Techs helps advisors, lenders and financial firms protect sensitive data, satisfy regulators and keep systems available.
Regulators and clients expect strong security
Financial firms face strict expectations around safeguarding customer information, including requirements like the FTC Safeguards Rule for many non-bank financial institutions and SEC and FINRA guidance for investment firms.
We implement the technical controls these frameworks expect, from MFA and encryption to monitoring and incident response, and keep them documented.
What we hear from financial firms
- We need to prepare for examinations and audits
- Clients send sensitive documents by email
- We rely on many third-party platforms
- We need reliable email archiving
- We want a written information security program
IT services for financial services
Security and compliance support for financial services.
Cybersecurity & monitoring
EDR, email security, MFA and alert monitoring.
Written security program support
Policies, risk assessments and documentation.
Secure client communication
Encrypted email and secure file sharing.
Email archiving & retention
Archiving solutions to support recordkeeping obligations.
Vendor risk management
Help evaluating the security of third-party providers.
Business continuity
Backups and disaster recovery for client data.
A partner that understands how you work
We speak the language of compliance and keep evidence organized, which makes exams and due diligence questionnaires far less stressful.
- Local team based in Covina, CA
- Proactive 24/7 monitoring and security
- Microsoft 365 and Azure specialists
- Clear, predictable monthly pricing
Managed IT
Proactive support and monitoring
Cybersecurity
Layered threat protection
Microsoft 365
Secure collaboration
Backup & DR
Tested recovery
Frequently asked questions
Do you help with the FTC Safeguards Rule?
Yes. We help implement required technical safeguards such as MFA, encryption, monitoring and risk assessments, and support your Qualified Individual with documentation.
Can you support our CRM and portfolio platforms?
We manage the devices, identities and security around your cloud platforms and coordinate with vendors as needed.
Ready for IT that fits your industry?
Schedule a confidential security and compliance review.